Papers

The FMLC considers a very wide range of legal issues arising in the context of the wholesale financial markets. For convenience, numbers are assigned to these issues, Only occasionally does the Committee's consideration of these issues result in the publication of any paper

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--FMLC Papers

Please choose either FMLC papers or FLP papers from the tabs below.

These pre-2002 Financial Law Panel papers are for reference only

Legal Uncertainties in Fund Management
Agency/Undisclosed Principal
A Private Paper - December 1993

Netting of Counterparty Exposure
A Guidance Note by the Financial Law Panel
19 November 1993

Fund Management and Market Transactions,
A Practice Recommendation

September 1995

Legal Risk Assessment - Standard Methodology
(Draft only - 26 July 2001)